CHARLOTTE, N.C., Feb. 17, 2022 (World NEWSWIRE) — LPL Financial LLC announced today that fiscal advisors Jason J. Howard, CFP®, CIMA, AIF, Shane Kunz, CFP®, CIMA and Chad Horne, CPWA have joined LPL Monetary to start an impartial follow, Consequence Non-public Wealth. They are aligned with Stratos Prosperity Associates. The group reported getting served $1 billion in advisory, brokerage and retirement approach assets.* They sign up for from Wells Fargo Advisors.
Based mostly in Salt Lake Town, the trio of advisors has worked collectively for extra than a ten years, each bringing a exceptional track record and point of view to the firm. Collectively, they offer holistic investment guidance, fiscal arranging and wealthcare to affluent families, pros, company entrepreneurs and retirees. The Result Personal Wealth team also features four office assistance personnel users.
“We are a accurate crew with the similar main values, and we have designed this apply with a laser emphasis on fiscal results for our purchasers. Our aim is to support simplify the progressively advanced money landscape and deliver lasting strategies to support preserve clients’ time and revenue,” reported Horne, a former health-related revenue supervisor who switched professions after his fiscal planner inspired him to support other folks navigate their very own financial road map.
The Result advisors turned to LPL and Stratos in their quest for extra liberty and autonomy, as well as increased technologies and the ability to give consumers with differentiated experiences. “Over the several years, we’ve been accustomed to serving clientele with some of the best assets offered, but as we developed, we regarded the require for a new partner. By going to LPL and Stratos, we have the overall flexibility to provide our clients with impressive abilities and give them the experiences they have earned,” Howard stated.
Kunz additional, “Our customers are our No. 1 precedence. Just after mastering about all the extra methods from LPL and Stratos—everything from investing abilities to shopper management application to more tax-primarily based economical scheduling tools—it was unattainable to continue to be. In a transforming ecosystem, we needed to carry much more to the desk. We are psyched to be in a spot we can be happy of, and glimpse ahead to giving our clients with a more customized touch.”
The shift also provides the workforce with better alternatives to mature their observe via M&A, as effectively as crank out extra revenue by doing the job intently with facilities of influences, these types of as lawyers and CPAs.
Charles Shapiro, Stratos Founding Husband or wife and Main Development Officer, mentioned, “It is a really aggressive recruiting landscape, particularly for substantial caliber non-public banking teams. We are so honored that Jason, Chad, Shane and their team have selected to join Stratos Wealth as our most recent associates. Utah has been a fantastic market for our company’s growth and we are very pleased to support End result Prosperity in their expansion options in the marketplace.”
Scott Posner, LPL executive vice president, Business enterprise Growth, mentioned, “We extend a warm welcome to Jason, Shane and Chad, and are honored they turned to LPL and Stratos in their journey to independence. This is a crew that was on the lookout for a advancement husband or wife who could provide them for the long run. For advisors to have the ability to arrive at their business’ entire likely, they require a spouse dedicated to their achievement a person that has the scale, abilities and money to be ready to invest and constantly evolve to meet the applicable desires of their enterprise and clients. And which is precisely what we do here at LPL. Our singular mission is to guidance our advisors so they can get treatment of their customers. We appear forward to a lengthy-lasting and successful marriage with End result Personal Prosperity.”
Advisors, uncover an LPL business enterprise advancement representative near you.
About LPL Financial:
LPL Financial (Nasdaq: LPLA) was founded on the basic principle that the company really should do the job for the advisor, and not the other way about. Currently, LPL is a chief in the markets we serve,** supporting approximately 20,000 money advisors, and approximately 800 establishment-based investment decision plans and 500 independent RIA corporations nationwide. We are steadfast in our dedication to the advisor-centered product and the belief that People in america are worthy of access to personalised guidance from a money advisor. At LPL, independence implies that advisors have the flexibility they deserve to choose the small business model, solutions, and know-how methods that allow them to operate their ideal observe. And they have the independence to deal with their client interactions, mainly because they know their clients most effective. Simply place, we acquire treatment of our advisors, so they can take care of their clients.
About Stratos Prosperity Associates
Stratos Prosperity Associates is a foremost independent, companion owned and operated Registered Investment Advisory (RIA) business. Launched in 2009, the firm offers operational, strategic and earnings-making sources, as well as, a trustworthy infrastructure letting advisors the adaptability to produce and improve his/her possess business. Due to the fact its founding, Stratos has grown to 275 unbiased advisors. Stratos Wealth Partners, Ltd., an SEC Registered Investment decision Advisor, manages around $10.33 billion in advisory property, and advises via LPL Financial, in excess of $8.28 billion in brokerage and third celebration managed property for a whole of $18.61 billion as of December 31, 2021.
**Major RIA custodian (Cerulli Associates, 2020 U.S. RIA Market Report) No. 1 Independent Broker-Vendor in the U.S (Centered on full revenues, Economic Preparing journal 1996-2021) No. 1 company of third-bash brokerage solutions to banks and credit score unions (2020-2021 Kehrer Bielan Research & Consulting Annual TPM Report) Fortune 500 Business as of June 2021. LPL and its affiliated providers give monetary expert services only from the United States.
* Benefit approximated primarily based on asset and holding aspects offered to LPL from the yr 2021
Securities and advisory providers available as a result of LPL Financial LLC, an SEC-registered broker-seller and expenditure advisor. Member FINRA/ SIPC
Expenditure tips is also presented through Stratos Prosperity Companions, Ltd., a registered investment advisor.
Through this conversation, the conditions “financial advisors” and “advisors” are utilized to refer to registered representatives and/or investment advisor associates affiliated with LPL Economic LLC. We routinely disclose info that may possibly be critical to shareholders in the “Investor Relations” or “Press Releases” portion of our web-site.
Consequence Non-public Prosperity, Stratos Prosperity Partners and LPL Fiscal are independent entities.
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